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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-06-12
FL RA APPROVED 2025-06-09
OH RA APPROVED 2025-05-09
TX RA APPROVED 2025-05-09
  • SC RA
    APPROVED
    Since 2025-06-12
  • FL RA
    APPROVED
    Since 2025-06-09
  • OH RA
    APPROVED
    Since 2025-05-09
  • TX RA
    APPROVED
    Since 2025-05-09

Branch Locations

1521 E Perkins Avenue Offices 3, 4, & 5, Sandusky, OH 44870 • United States

1315 W Martintown Road Suite C, North Augusta, SC 29860 • United States

12800 Univeristy Drive Suite 195, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ft Myers FL 01/2009 05/2025
Sanctuary Securities, Inc. Fort Myers FL 05/2025 Present
Sanctuary Advisors Fort Myers FL 05/2025 Present
  • 01/2009 → 05/2025
    Ft Myers, FL
  • 05/2025 → Present
    Sanctuary Securities, Inc.
    Fort Myers, FL
  • 05/2025 → Present
    Sanctuary Advisors
    Fort Myers, FL
Previous Registrations
  • 2009-01-09 → 2025-05-20
    Fort Myers, FL
    Indianapolis, IN
    Estero, FL
    Bonita Springs, FL
  • 2007-04-02 → 2009-01-13
    Morgan Stanley & Co. Llc
    Ft. Myers, FL
  • 2000-12-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft. Myers, FL
    Ft. Myers, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-04
  • S66 Uniform Combined State Law Examination
    2001-01-04
Other Names
  • Carol Powell

View on SEC IAPD

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