Best Investors Account Sign in

Jocelyn Ann Mitchell

Morgan Stanley

Springfield, MA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-25
CT RA APPROVED 2020-09-21
  • TX RA
    APPROVED
    Since 2021-05-25
  • CT RA
    APPROVED
    Since 2020-09-21

Branch Locations

1500 Main Street 19Th Floor, Springfield, MA 01115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Simsbury Bank And Trust Granby CT 08/2008 10/2019
Lpl Financial Llc Simsbury CT 11/2009 10/2019
Morgan Stanley Springfield MA 08/2020 Present
Liberty Bank Simsbury CT 10/2019 07/2020
Unemployed Canton CT 07/2020 08/2020
Morgan Stanley Private Bank, N.A New York NY 12/2020 Present
  • 08/2008 → 10/2019
    Simsbury Bank And Trust
    Granby, CT
  • 11/2009 → 10/2019
    Lpl Financial Llc
    Simsbury, CT
  • 08/2020 → Present
    Morgan Stanley
    Springfield, MA
  • 10/2019 → 07/2020
    Liberty Bank
    Simsbury, CT
  • 07/2020 → 08/2020
    Unemployed
    Canton, CT
  • 12/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-21
S63 Uniform Securities Agent State Law Examination 2001-01-11
  • S66 Uniform Combined State Law Examination
    2020-09-21
  • S63 Uniform Securities Agent State Law Examination
    2001-01-11
Other Names
  • Jocelyn Ann Reever
  • Jocelyn Ann Dube
  • Jocelyn A Mitchell
  • Jocelyn Ann Reever

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HEAPHY INVESTMENTS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
USA 401K
MOORS & CABOT, INC.

Other Investors

GEOFFREY WILLIAM MOORE
Charles M Bonatakis
MARK WILLIAM TEED
RYAN ANDREW BRASSARD
CHARLES M BONATAKIS
JOHN S. BONATAKIS
DIANE LYNN STONE
ANTONIO VENI BASTOS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SPRINGFIELD, MA

More in Springfield, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor