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4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ 85251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-11 |
| OR | RA | APPROVED | 2026-03-11 |
| IN | RA | APPROVED | 2017-06-01 |
| WA | RA | APPROVED | 2017-04-11 |
| TX | RA | APPROVED | 2012-09-24 |
| AZ | RA | APPROVED | 2010-04-12 |
Branch Locations
1117 S. Robertson Blvd, Los Angeles, CA 90035 • United States
1117 S. Robertson Blvd, Los Angeles, CA 90035 • United States
4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ 85251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-11 |
| TX | RA | APPROVED | 2017-04-26 |
Branch Locations
4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ 85251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Redwood Investment Management | Los Angeles | CA | 03/2010 | Present |
| Mulholland Wealth Advisors, Llc | Los Angeles | CA | 12/2015 | Present |
Name of other business: Mulholland Wealth Advisors, LLC. Business is investment related. Address: 1117 S. Robertson Blvd, Los Angeles, CA 90035 Nature of business: Wealth Advisory Firm Title: Chief Executive Officer Start Date: 12/2015 Approximate number of hours/month: 60 hours Approximate number of hours during trading hours/month: 30 hours Duties: Build out Mulholland Wealth as an advisory firm via business development and strategic positioning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-27 |
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