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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-06
AL RA APPROVED 2004-12-03
  • TX RA
    APPROVED_RES
    Since 2009-03-06
  • AL RA
    APPROVED
    Since 2004-12-03

Branch Locations

224 Broad St, Gadsden, AL 35901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gadsden AL 08/2001 Present
Other Businesses

I*2208269, Entity Type: Fiduciary role Name of OBA: N R R TOD BENEFICIARIES ON FILE , Address: Anniston, Alabama, 36201, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 19-Feb-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Power or Attorney for Parents:I*2481281, Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO N R R IRA, Address: Anniston, Alabama, 36201, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 05/21/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Power of Attorney for parentsI*2815264 Entity Type: Fiduciary role Name of OBA: N.R. Estate Address: Jacksonville Alabama 36265 Investment Related: No Position, Title, Association: Administrator to Estate Start Date: 09/03/2025 No Hours: 1 hr Monthly No Hours during trading: 1 hr mthly Duties: Administrator to the estateI*: 2829272 Entity Type: Fiduciary role Name of OBA: J. R. B. ADMIN EST OF N. R. EST Address: Jacksonville, AL 36265 Investment Related: No Position, Title, Association: Administrator Employee Start Date: 09/08/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 1 hr wkly Duties: Administrator for parents I*4612287 Entity Type: N/A Name of OBA: Rental Property - 22-May-26 - 1 Address: Anniston, Alabama, 36201 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/08/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A I*4612288 Entity Type: N/A Name of OBA: Rental Property - 22-May-26 - 2 Address: Anniston, Alabama, 36201 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/08/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A I*4612289 Entity Type: N/A Name of OBA: Rental Property - 22-May-26 - 3 Address: Anniston, Alabama, 36201 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/08/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-12
S63 Uniform Securities Agent State Law Examination 2001-01-12
  • S66 Uniform Combined State Law Examination
    2001-12-12
  • S63 Uniform Securities Agent State Law Examination
    2001-01-12
Other Names
  • Jolanda Felice Robinson

View on SEC IAPD

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