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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-06 |
| AL | RA | APPROVED | 2004-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gadsden | AL | 08/2001 | Present |
I*2208269, Entity Type: Fiduciary role Name of OBA: N R R TOD BENEFICIARIES ON FILE , Address: Anniston, Alabama, 36201, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 19-Feb-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Power or Attorney for Parents:I*2481281, Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO N R R IRA, Address: Anniston, Alabama, 36201, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 05/21/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Power of Attorney for parentsI*2815264 Entity Type: Fiduciary role Name of OBA: N.R. Estate Address: Jacksonville Alabama 36265 Investment Related: No Position, Title, Association: Administrator to Estate Start Date: 09/03/2025 No Hours: 1 hr Monthly No Hours during trading: 1 hr mthly Duties: Administrator to the estateI*: 2829272 Entity Type: Fiduciary role Name of OBA: J. R. B. ADMIN EST OF N. R. EST Address: Jacksonville, AL 36265 Investment Related: No Position, Title, Association: Administrator Employee Start Date: 09/08/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 1 hr wkly Duties: Administrator for parents I*4612287 Entity Type: N/A Name of OBA: Rental Property - 22-May-26 - 1 Address: Anniston, Alabama, 36201 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/08/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A I*4612288 Entity Type: N/A Name of OBA: Rental Property - 22-May-26 - 2 Address: Anniston, Alabama, 36201 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/08/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A I*4612289 Entity Type: N/A Name of OBA: Rental Property - 22-May-26 - 3 Address: Anniston, Alabama, 36201 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/08/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-12 |
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