Lucilo R Palacio

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 10/2024
  Citigroup
  Miami, FL
• 10/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL

Previous Registrations

• 2013-10-02 → 2024-10-21
  Citigroup Global Markets Inc.
  Miami, FL
  Miami, FL
  Boca Raton, FL
  Tampa, FL
  Atlanta, GA
  Washington, DC
  West Palm Beach, FL
  Greenwich, CT
  Coral Gables, FL

Other Businesses

I*: 2053259 Name of the other business PEREZ ART MUSEUM MIAMI Whether the business is investment-related NO Address of the other business Miami, Florida, 33132 Title, or relationship with the other business TRUSTEE Start date of your relationship MARCH 2010 Approximate number of hours/month you devote to the other business 8 PER MONTH Number of hours you devote to the other business during securities trading hours 2 PER MONTH Briefly describe your duties relating to the other business AS PRESIDENT OF THE BOARD I RUN EXECUTIVE COMMITTEE MEETINGS AND CHAIR BOARD MEETINGS 5X PER YEAR. I*: 2052258 Name of the other business NICKLAUS CHILDREN'S HOSPITAL SYSTEM Whether the business is investment-related YES Address of the other business Miami, Florida Title, or relationship with the other business INVESTMENT COMMITTEE MEMBER Start date of your relationship JAN 2015 Approximate number of hours/month you devote to the other business 1 PER MONTH Number of hours you devote to the other business during securities trading hours O Briefly describe your duties relating to the other business AS A MEMBER OF THE INVESTMENT COMMITTEE I PARTICIPATE IN QUARTERLY MEETINGS THAT REPORT THE PERFORMANCE OF THE HOSPTIAL'S ENDOWMENT THAT IS MANAGED AND ADMINISTERED BY A THIRD-PARTY ASSET MANAGER. THE COMMITTEE IS RESPONSIBLE TO INTERPRET THE RESULTS AND CONFIRM THAT THE ASSET ALLOCATION AND PERFORMANCE IS IN LINE WITH EXPECTATIONS. I DO NOT PARTICPATE IN THE APPROVAL OF MANAGER SELELCTION NOR MAKE ANY DECISIONS REGARDING INDIVIDUAL SECURITIES OR FUNDS.

Exams

• S66 Uniform Combined State Law Examination
  2013-09-27
• S63 Uniform Securities Agent State Law Examination
  2003-02-24

Other Names

• Luke R. Palacio
• Lucilo Roman Palacio
• Lucio Roman Palacio
• Lucilo R Palacio
• Lucilo R Palacio