Best Investors Account Sign in
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2007-05-29
  • CT RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Wilton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Greenwich CT 05/2007 Present
Previous Registrations
  • 2006-08-07 → 2007-05-29
    Citicorp Investment Services
    Greenwich, CT
Other Businesses

23 Suburban Avenue LLC; Investment-related; Cos Cob, CT; Affiliation started 12/02/2019; Title/Duties: Co-owner; No time is devoted during securities trading hours; 1 hour is devoted each month outside of securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-18
S63 Uniform Securities Agent State Law Examination 2000-12-05
  • S65 Uniform Investment Adviser Law Examination
    2006-07-18
  • S63 Uniform Securities Agent State Law Examination
    2000-12-05

View on SEC IAPD

More in Greenwich, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor