Lourdes Lima-Wallace

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 05/2021
  Fsc Securities Corporation, Inc.
  Atlanta, GA
• 07/2021 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-10-29 → 2021-07-12
  Fsc Securities Corporation
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) NAME OF OTHER BUSINESS: LIME STREET LIMAS; INVESTMENT RELATED: NO; ADDRESS: 148-227 ESTATE TUTU ST. THOMAS, USVI 00801; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY, MANAGER OF THE PROPERTY;

Exams

• S66 Uniform Combined State Law Examination
  2008-10-27
• S63 Uniform Securities Agent State Law Examination
  2001-01-25

Other Names

• Lourdes Lima-Wallace