John Steven Morgan

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-11
NJ	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2014-02-11
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Robert Group	Woodridge	NJ	02/1992	Present
Citigroup Global Markets Inc	Paramus	NJ	10/2007	Present
Morgan Stanley Smith Barney	Paramus	NJ	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

02/1992 → Present

The Robert Group

Woodridge, NJ
10/2007 → Present

Citigroup Global Markets Inc

Paramus, NJ
06/2009 → Present

Morgan Stanley Smith Barney

Paramus, NJ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-10-05 → 2009-06-01

Citigroup Global Markets Inc.

Paramus, NJ
2003-10-14 → 2007-10-11

A. G. Edwards & Sons, Inc.

Oradell, NJ

Oradell, NJ

Other Businesses

AQUIDNECK HOLDINGS LLC AN INVESTMENT ACCOUNT USED FOR ESTATE PLANNING. I HAVE A 20% INTEREST. ALL MEMBERS ARE FAMILY. 2. John & Allison Morgan rental property, Yes, Portsmouth, RI, Rental, Sole Proprietor / Owner / Partner, 08/2016 * 377003 - Bowery East, LLC ; Investment related; Montvale, NJ; Rental property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2020; During business hours: 0; After business hours: 1; To collect the rent and maintain the building.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-10-16

S63 Uniform Securities Agent State Law Examination

1998-10-16

View on SEC IAPD