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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-10 |
| OH | RA | APPROVED | 2026-08-07 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
8544 Hickory Hill Drive, Poland, OH 44514 • United States
8544 Hickory Hill Drive, Poland, OH 44514 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Youngstown | OH | 10/1999 | 08/2026 |
| Bank Of America, N.A. | Youngstown | OH | 09/2021 | 08/2026 |
| Rockefeller Financial Llc | Poland | OH | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-01 |
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