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Connie Renae Ellis Foster

Truist Advisory Services, Inc.

Atlanta, GA

CRD 4291330

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-11-28
  • GA RA
    APPROVED
    Since 2016-11-28

Branch Locations

303 Peachtree St, Ne Fl 2 & 3, Atlanta, GA 30308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Atlanta GA 10/2015 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 10/2015 11/2016
Suntrust Investment Services, Inc Atlanta GA 11/2016 02/2021
Suntrust Advisory Services, Llc Atlanta GA 11/2016 02/2021
Truist Investment Services, Inc. Atlanta GA 02/2021 10/2024
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
Truist Investment Services, Inc. Atlanta GA 10/2024 Present
  • 10/2015 → 11/2016
    Bank Of America, N.A.
    Atlanta, GA
  • 10/2015 → 11/2016
    Atlanta, GA
  • 11/2016 → 02/2021
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 11/2016 → 02/2021
    Suntrust Advisory Services, Llc
    Atlanta, GA
  • 02/2021 → 10/2024
    Truist Investment Services, Inc.
    Atlanta, GA
  • 02/2021 → Present
    Atlanta, GA
  • 10/2024 → Present
    Truist Investment Services, Inc.
    Atlanta, GA
Previous Registrations
Other Businesses

BROWN ONYX ENTERPRISES, LLC POSITION: Owner NATURE: ONLINE RETAIL BUSINESS MARKETING WOMEN'S FASHION ACCESSORIES, SPECIFICALLY HANDBAGS INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2009 ADDRESS: Conyers GA, United States DESCRIPTION: Owner of online retail business marketing women's fashion accessories; responsible for ordering inventory, sales receipts, and order distribution. QUEEN 3 CREATIONS POSITION: Head Artist NATURE: create unique artwork for clients and take photos of weddings, baby showers, and other family gatherings INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: Augusta GA, United States DESCRIPTION: I am the sole artist/designer/photographer for the LLC and showings/sittings will be on an appointment only basis. CREF DYNAMICS POSITION: Manager NATURE: Online wholesaling of goods via Etsy, Amazon Marketplace, and other online venues clothes, jewelry, accessories, shoes, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: Augusta GA, United States DESCRIPTION: I am the sole managing member of the LLC and will conduct and control all facets of the business. I will be responsible for acquiring the inventories that will be sold via the online venues mentioned previously.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-17
S63 Uniform Securities Agent State Law Examination 2001-01-16
  • S65 Uniform Investment Adviser Law Examination
    2014-11-17
  • S63 Uniform Securities Agent State Law Examination
    2001-01-16
Other Names
  • Connie Renae Foster
  • Connie Rena Foster-Ridley
  • Connie Renae Foster-Ridley

View on SEC IAPD

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