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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2016-11-28 |
Branch Locations
303 Peachtree St, Ne Fl 2, Atlanta, GA 30308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Norcross | GA | 03/2016 | 09/2016 |
| World Financial Group, Inc. | Norcross | GA | 02/2016 | 09/2016 |
| Suntrust Investment Services, Inc | Atlanta | GA | 11/2016 | Present |
| Suntrust Advisory Services, Llc | Atlanta | GA | 11/2016 | Present |
Jane Sherwood & Partners POSITION: Liason NATURE: commercial/retail properties. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2016 ADDRESS: , Queens NY DESCRIPTION: Volunteering to be used as a resource for the holding or potential holdings presented from an entity who is assisting my family (mother and uncle who are listed as owners) in a business transaction. The ownersare responsible for selecting the approviate holding for real estate purposes. TED BENNETT POSITION: Owner NATURE: The business/organization provides access to audio/visual sound equipment and the alike performances to present and promote musical/visual experiences for contracted patrons/businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2021 ADDRESS: , Atlanta GA , United States DESCRIPTION: Rent the setup, use and promotion of audio/visual equipment and related performances to requested parties. This will be for personal entertainment purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-21 |
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