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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-04-23 |
| UT | RA | APPROVED | 2026-04-23 |
| AZ | RA | APPROVED | 2025-02-18 |
| FL | RA | APPROVED | 2025-02-03 |
| CA | RA | APPROVED | 2025-01-31 |
| CT | RA | APPROVED | 2025-01-31 |
| KY | RA | APPROVED | 2025-01-31 |
| ME | RA | APPROVED | 2025-01-31 |
| NJ | RA | APPROVED | 2025-01-31 |
| NY | RA | APPROVED | 2025-01-31 |
| OH | RA | APPROVED | 2025-01-31 |
| PA | RA | APPROVED | 2025-01-31 |
| VT | RA | APPROVED | 2025-01-31 |
| VA | RA | APPROVED | 2025-01-31 |
| RI | RA | APPROVED | 2025-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 10/2009 | 10/2024 |
| Citizens Securities, Inc. | Providence | RI | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-30 |
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