Best Investors Account Sign in
Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-04-23
UT RA APPROVED 2026-04-23
AZ RA APPROVED 2025-02-18
FL RA APPROVED 2025-02-03
CA RA APPROVED 2025-01-31
CT RA APPROVED 2025-01-31
KY RA APPROVED 2025-01-31
ME RA APPROVED 2025-01-31
NJ RA APPROVED 2025-01-31
NY RA APPROVED 2025-01-31
OH RA APPROVED 2025-01-31
PA RA APPROVED 2025-01-31
VT RA APPROVED 2025-01-31
VA RA APPROVED 2025-01-31
RI RA APPROVED 2025-01-07
  • NM RA
    APPROVED
    Since 2026-04-23
  • UT RA
    APPROVED
    Since 2026-04-23
  • AZ RA
    APPROVED
    Since 2025-02-18
  • FL RA
    APPROVED
    Since 2025-02-03
  • CA RA
    APPROVED
    Since 2025-01-31
  • CT RA
    APPROVED
    Since 2025-01-31
  • KY RA
    APPROVED
    Since 2025-01-31
  • ME RA
    APPROVED
    Since 2025-01-31
  • NJ RA
    APPROVED
    Since 2025-01-31
  • NY RA
    APPROVED
    Since 2025-01-31
  • OH RA
    APPROVED
    Since 2025-01-31
  • PA RA
    APPROVED
    Since 2025-01-31
  • VT RA
    APPROVED
    Since 2025-01-31
  • VA RA
    APPROVED
    Since 2025-01-31
  • RI RA
    APPROVED
    Since 2025-01-07

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

792 Hope Street, Providence, RI 02906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 10/2024
Citizens Securities, Inc. Providence RI 10/2024 Present
  • 10/2009 → 10/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lincoln, RI
  • 10/2024 → Present
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-06
S63 Uniform Securities Agent State Law Examination 2001-01-30
  • S65 Uniform Investment Adviser Law Examination
    2025-01-06
  • S63 Uniform Securities Agent State Law Examination
    2001-01-30
Other Names
  • Christine M Brindle
  • Christine M Erickson

View on SEC IAPD

More in Johnston, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor