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Current Employers
Wisdom Capital Asset Management, Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-15
  • NY RA
    APPROVED
    Since 2022-04-15

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazard Freres & Co. Llc New York NY 04/2006 Present
  • 04/2006 → Present
    Lazard Freres & Co. Llc
    New York, NY
Other Businesses

I AM THE SOLE PARTNER AND EMPLOYEE OF WISDOM LLC, A STRATEGY CONSULTING FIRM. THE COMPANY WAS STARTED IN DECEMBER 2001 AND IS CURRENTLY INACTIVE. I SPENT APPROXIMATELY 5 HOURS/MONTH ON THE BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-21
S63 Uniform Securities Agent State Law Examination 2003-03-03
  • S65 Uniform Investment Adviser Law Examination
    2020-02-21
  • S63 Uniform Securities Agent State Law Examination
    2003-03-03

View on SEC IAPD

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