Farrah J Stephan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1995 → Present
  Bank One, Wisconsin
  Racine, WI
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Racine, WI
• 08/2017 → Present
  Self
  Racine, WI
• 03/2010 → Present
  Jpmorgan Chase Bank, N.A.
  Racine, WI

Previous Registrations

• 2006-02-08 → 2012-10-01
  Chase Investment Services Corp.
  Racine, WI
  Racine, WI

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/15/2017 ADDRESS: 1122 Racine, WI DETAILS: 1122 RACINE WI. HOURS DEDICATED (per month unless otherwise indicated): NONE HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-13
• S63 Uniform Securities Agent State Law Examination
  2001-06-22

Other Names

• Farrah Jean Stephan