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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-24 |
| IL | RA | APPROVED | 2015-11-13 |
Branch Locations
1 W. Roosevelt Road, Villa Park, IL 60181 • United States
100 E. Ogden Avenue, Westmont, IL 60559 • United States
4001 W. 95Th Street, Oak Lawn, IL 60453 • United States
7800 W. 95Th Street, Hickory Hills, IL 60457 • United States
321 E. Church St, Sandwich, IL 60548 • United States
220 W Main Street, Morris, IL 60450 • United States
24509 West Lockport St, Plainfield, IL 60544 • United States
930 N. Main St, Elburn, IL 60119 • United States
2801 W. Jefferson Street, Joliet, IL 60435 • United States
120 North Washington Street, Naperville, IL 60450 • United States
2760 Route 34, Oswego, IL 60543 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westmont | IL | 11/2015 | Present |
| First Midwest Bank | Westmont | IL | 11/2015 | 02/2022 |
| Old National Bank | Westmont | IL | 02/2022 | Present |
1. 11/14/2023 - Old National Bank Corporation - Financial Institution Duty - Advisor - Not Investment Related - At Reported Business Location(s) - Start Date 10/17/2023 - 2 Hours Per Month/ During Trading 2. 04/02/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/02/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-28 |
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