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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2020-11-14 |
| TX | RA | APPROVED | 2016-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2016 | Present |
| Bank Of America, N.A. | New York | NY | 06/2016 | Present |
I*123757 For profit or not for profit: For-Profit Organization Name of outside business organization: Robert Rijo-Artist/Painting Investment related: N Address of business: Franklin Lakes, New Jersey 07417 Nature of business: Other,Not an oficial Entity-Just me Position, title, association: Family Held, Start date of relationship: 5/30/2019 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I paint as a hobby and want to disclose just in case someone may be interested in purchasing an item
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-06 |
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