James Keith Wilkins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Lpl Financial
  Nashville, TN
• 09/2018 → 08/2019
  Life Credit Union
  Nashville, TN

Previous Registrations

• 2009-01-02 → 2013-09-27
  Raymond James Financial Services Advisors, Inc
  Franklin, TN
• 2007-08-21 → 2009-01-02
  Raymond James Financial Services, Inc.
  Franklin, TN
  Hendersonville, TN
  Hendersonville, TN
  Henderson, KY
• 2004-07-19 → 2007-08-09
  Banc Of America Investment Services, Inc.
  Brentwood, TN
  Hendersonville, TN
  Nashville, TN
• 2004-01-15 → 2004-08-06
  Morgan Keegan & Company, Llc
  Nashville, TN

Exams

• S66 Uniform Combined State Law Examination
  2001-03-27