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4111 S. Darlington Suite 120, Tulsa, OK 74135 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-12-03 |
| OK | RA | APPROVED | 2024-12-03 |
| TX | RA | APPROVED_RES | 2015-01-05 |
Branch Locations
4111 S. Darlington Suite 120, Tulsa, OK 74135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sms Financial & Investment Management | Tulsa | OK | 01/2008 | Present |
| Fsic | Seattle | WA | 01/2008 | 01/2017 |
| Robert Stephen Capital Management Llc | Tulsa | OK | 01/2008 | Present |
| Streeter, Moore & Stripe Llc | Tulsa | OK | 01/2001 | Present |
INVESTMENT ADVISOR REPRESENTATIVE OF STREETER, MOORE & STIPE, LLC, A SEC RIA SINCE 2001 WITH BUSINESS ADDRESS OF 4111 S. DARLINGTON, SUITE 120, TULSA, OK 74135 AND DBA ROBERT STEPHEN CAPITAL MANAGEMENT. DEVOTES WHATEVER TIME IS NECESSARY TO SUPPORT THE CLIENTS OF HIS ADVISORY BUSINESS. OWNER OF SOFTWARE FIRM (FINIAT, LLC) WITH BUSINESS ADDRESS OF 808 NORTH DONNELLY ST. MOUNT DORA, FLORIDA 32757. SOFTWARE FOR PROFESSIONAL MONEY MANAGERS THAT CONSIDERS RISKS AND ASSET ALLOCATION PROFILES FOR INVESTMENT PORTFOLIOS. 20 HOURS PER MONTH AND 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS. BUSINESS STARTED OPERATIONS 11/17/17.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-05 |
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