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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-12
PA RA APPROVED 2003-07-03
  • TX RA
    APPROVED_RES
    Since 2007-07-12
  • PA RA
    APPROVED
    Since 2003-07-03

Branch Locations

1570 Omega Dr, Pittsburgh, PA 15205 • United States

Cranberry Twp, PA • United States

2100 Georgetown Dr Ste 403, Sewickley, PA 15143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittsburgh PA 09/2000 03/2020
Ameriprise Financial Services, Llc Pittsburgh PA 03/2020 Present
Other Businesses

Business Ownership; A.B. Strategic Partners, LLC; Co-Owner, managing this business.; LLC--started on 1/1/2011 via agreement signed on 2/7/2011; 1570 Omega Drive, , Pittsburgh, PA, 15205; Not Investment-Related; 01/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; North Catholic Girls Volleyball Boosters; Fundraising / Social Media Chair; 1617 Route 228, , Cranberry TWP, PA, 16066; Not Investment-Related; 11/15/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-08
  • S66 Uniform Combined State Law Examination
    2000-12-08
Designations

View on SEC IAPD

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