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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-07-01 |
| DE | RA | APPROVED | 2010-05-01 |
| MD | RA | APPROVED | 2010-05-01 |
| NJ | RA | APPROVED | 2010-05-01 |
Branch Locations
290 Congress Street, Boston, MA 02210 • United States
Voorhees, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Distributors, Inc. | Washington | DC | 09/2009 | Present |
| Riversource Investments | Minneapolis | MN | 05/2010 | Present |
| Riversource Fund Distributors, Inc. | Cary | NC | 05/2010 | Present |
Name of Activity: VOORHEES TOWNSHIP PLANNING BOARD; Date Activity Started/modified/ended: 10/2/2018; Type of Activity: TOWNSHIP PLANNING BOARD; Role/Relationship: BOARD MEMBER; Responsibilities: VOTE ON APPLICATIONS FOR PLANNING GROUP; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Hours Per Month During Trading Hours:0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO; -----END-----
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-13 |
| S66 | Uniform Combined State Law Examination | 2001-01-16 |
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