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Amy Baird

Td Private Client Wealth LLC

Exton, PA

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-12
  • PA RA
    APPROVED
    Since 2025-12-12

Branch Locations

100 Iron Lake Blvd, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 05/2014 07/2025
Td Bank N.A. Exton PA 12/2025 Present
Td Private Client Wealth Llc Exton PA 12/2025 Present
Unemployed West Chester PA 08/2025 11/2025
Previous Registrations
  • 2014-05-23 → 2025-07-03
    Lpl Financial Llc
    West Chester, PA
    West Chester, PA
    Fort Mill, SC
  • 2012-12-03 → 2014-05-05
    1St Global Advisors Inc
    Dallas, TX
  • 2009-10-23 → 2010-12-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
    Tyler, TX
    Mckinney, TX
    Dallas, TX
    Frisco, TX
    Dallas, TX
  • 2007-10-09 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Addison, TX
    Dallas, TX
  • 2007-03-20 → 2007-09-27
    Avantax Advisory Services
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-19
S63 Uniform Securities Agent State Law Examination 2001-02-16
  • S65 Uniform Investment Adviser Law Examination
    2006-01-19
  • S63 Uniform Securities Agent State Law Examination
    2001-02-16
Other Names
  • Amy Sara Baird

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EXTON, PA
COMPREHENSIVE FINANCIAL ADVISERS · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
HORNOR, TOWNSEND & KENT, LLC · EXTON, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Exton, PA
HORNOR, TOWNSEND & KENT, LLC · EXTON, PA

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