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Peter Michael Gillespie

LPl Financial LLC

Sacramento, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-12-15
  • CA RA
    APPROVED
    Since 2011-12-15

Branch Locations

350 University Ave Ste 100, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Sacramento CA 12/2011 Present
  • 12/2011 → Present
    Lpl Financial
    Sacramento, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-02
  • S66 Uniform Combined State Law Examination
    2001-03-02

View on SEC IAPD

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