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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-04-20 |
| ME | RA | APPROVED | 2024-07-31 |
| SD | RA | APPROVED | 2024-06-20 |
| DC | RA | APPROVED | 2023-11-14 |
| MD | RA | APPROVED | 2023-11-14 |
| MI | RA | APPROVED | 2023-11-14 |
| SC | RA | APPROVED | 2023-11-14 |
| VT | RA | APPROVED | 2023-11-14 |
| WI | RA | APPROVED | 2023-11-14 |
| NY | RA | APPROVED | 2021-04-16 |
| RI | RA | APPROVED | 2021-03-30 |
| MA | RA | APPROVED | 2020-08-25 |
| WA | RA | APPROVED | 2020-05-22 |
| GA | RA | APPROVED | 2020-03-25 |
| CO | RA | APPROVED | 2020-03-16 |
| VA | RA | APPROVED | 2020-01-13 |
| DE | RA | APPROVED | 2019-09-13 |
| ND | RA | APPROVED | 2019-07-01 |
| IA | RA | APPROVED | 2019-06-19 |
| KS | RA | APPROVED | 2019-06-18 |
| WV | RA | APPROVED | 2019-06-18 |
| ID | RA | APPROVED | 2019-06-14 |
| OH | RA | APPROVED | 2019-06-14 |
| IL | RA | APPROVED | 2019-05-03 |
| PA | RA | APPROVED | 2019-04-29 |
| NM | RA | APPROVED | 2019-01-30 |
| TX | RA | APPROVED_RES | 2019-01-30 |
| HI | RA | APPROVED | 2018-06-26 |
| AZ | RA | APPROVED | 2017-11-13 |
| NV | RA | APPROVED | 2017-03-13 |
| NC | RA | APPROVED | 2017-03-07 |
| CA | RA | APPROVED | 2017-02-10 |
| NH | RA | APPROVED | 2016-04-11 |
| FL | RA | APPROVED | 2016-02-11 |
| NJ | RA | APPROVED | 2016-02-10 |
| CT | RA | APPROVED | 2016-02-08 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Brewster, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Rye Brook | NY | 01/2016 | Present |
| Park Avenue Securities | Rye Brook | NY | 02/2016 | Present |
| Guardian Life Insurance Co Of America | New York | NY | 04/2018 | Present |
| Park Avenue Securities | New York | NY | 04/2018 | Present |
| Guardian Life Insurance Company | Brewster | NY | 06/2024 | Present |
| Park Avenue Securities | Brewster | NY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-08 |
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