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Theresa Gallo

Northwestern Mutual Investment Services, LLC

Florham Park, NJ

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-08-25
  • NJ RA
    APPROVED
    Since 2006-08-25

Branch Locations

500 Campus Dr Ste 300, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Investment Services, Llc Summit NJ 10/2005 Present
Northwestern Mutual Investment Services, Llc Summit NJ 08/2006 Present
Eric S Olson Summit NJ 07/2008 Present
Tom Ferry Florham Park NJ 01/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2026 Present
  • 10/2005 → Present
    Northwestern Investment Services, Llc
    Summit, NJ
  • 08/2006 → Present
    Northwestern Mutual Investment Services, Llc
    Summit, NJ
  • 07/2008 → Present
    Eric S Olson
    Summit, NJ
  • 01/2026 → Present
    Tom Ferry
    Florham Park, NJ
  • 02/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-23
S63 Uniform Securities Agent State Law Examination 2001-01-09
  • S66 Uniform Combined State Law Examination
    2006-08-23
  • S63 Uniform Securities Agent State Law Examination
    2001-01-09
Other Names
  • Theresa Gallo
  • Theresa Frederick

View on SEC IAPD

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Other Offices

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
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