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Current Employers
Signature Wealth Management Partners, Llc

135 Chestnut Ridge Road Suite 1160, Montvale, NJ 07645 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-10-04
  • NJ RA
    APPROVED
    Since 2018-10-04

Branch Locations

365 West Passaic St. Suite 310, Rochelle Park, NJ 07662 • United States

135 Chestnut Ridge Road Suite 1160, Montvale, NJ 07645 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rochelle Park NJ 10/2000 09/2018
Signature Wealth Management Partners, Llc Montvale NJ 09/2018 Present
Purshe Kaplan Sterling Investments Albany NY 09/2018 03/2025
Botwinick & Company Llc Rochelle Park NJ 12/2008 Present
Previous Registrations
  • 2015-07-06 → 2018-09-21
    Rochelle Park, NJ
    Woodcliff Lake, NJ
    Woodcliff Lake, NJ
Other Businesses

1.) Botwinick & Company, LLC - 12/2008 start date. Non-investment related. 365 W. Passaic Street, Suite 310, Rochelle Park, NJ 07662. Certified Public Accountant and Partner. 160 hours per month; 160 hours per month during trading hours. Management and accounting, audit and tax services. 2.) Procard Solutions, LLC - 11/2011 start date. Non-investment related. At registered branch location. Merchant service sales, credit card processing, Silent Investment Partners. 1 hours per month; 1 hours per month during trading hours. No duties. As of 12/2019, no longer actively conducting business operations. Dissolution pending the collection of account receivables. 3.) Botwinick Soundboard Investors, LLC - 7/2012 start date. Non-investment related. At registered branch location. Holding company for investments made in startup companies. Includes referral fees made to an unrelated credit card processing company. Passive investor of LLC. 2 hours per month; 2 hours per month during trading hours. 4) Spectum AI Investors LLC; Investment Related; At registered branch location. LLC for Private Equity Investments; Member; 6/1/2021; 0 hrs per month; 0 hrs during trading; LLC formation is for the purpose of private equity investments for the LLC members. No duties. 5) Residential Real Estate. Not Investment Related. 1000 N. Bay Ave, Unit 3M, Beach Haven NJ 08008. Owner. Start8/1/2021. 1 hour per month not during trading. Duties: Administrative, opening mail & accounting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-01
  • S66 Uniform Combined State Law Examination
    2015-07-01
Other Names
  • Michael Erick Emr

View on SEC IAPD

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