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135 Chestnut Ridge Road Suite 1160, Montvale, NJ 07645 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-10-04 |
Branch Locations
365 West Passaic St. Suite 310, Rochelle Park, NJ 07662 • United States
135 Chestnut Ridge Road Suite 1160, Montvale, NJ 07645 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rochelle Park | NJ | 10/2000 | 09/2018 |
| Signature Wealth Management Partners, Llc | Montvale | NJ | 09/2018 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2018 | 03/2025 |
| Botwinick & Company Llc | Rochelle Park | NJ | 12/2008 | Present |
1.) Botwinick & Company, LLC - 12/2008 start date. Non-investment related. 365 W. Passaic Street, Suite 310, Rochelle Park, NJ 07662. Certified Public Accountant and Partner. 160 hours per month; 160 hours per month during trading hours. Management and accounting, audit and tax services. 2.) Procard Solutions, LLC - 11/2011 start date. Non-investment related. At registered branch location. Merchant service sales, credit card processing, Silent Investment Partners. 1 hours per month; 1 hours per month during trading hours. No duties. As of 12/2019, no longer actively conducting business operations. Dissolution pending the collection of account receivables. 3.) Botwinick Soundboard Investors, LLC - 7/2012 start date. Non-investment related. At registered branch location. Holding company for investments made in startup companies. Includes referral fees made to an unrelated credit card processing company. Passive investor of LLC. 2 hours per month; 2 hours per month during trading hours. 4) Spectum AI Investors LLC; Investment Related; At registered branch location. LLC for Private Equity Investments; Member; 6/1/2021; 0 hrs per month; 0 hrs during trading; LLC formation is for the purpose of private equity investments for the LLC members. No duties. 5) Residential Real Estate. Not Investment Related. 1000 N. Bay Ave, Unit 3M, Beach Haven NJ 08008. Owner. Start8/1/2021. 1 hour per month not during trading. Duties: Administrative, opening mail & accounting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-01 |
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