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Benjamin John Ludwig

Rbc Rochdale, LLC

Schweksville, PA

New York, NY

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-29
TX RA APPROVED_RES 2025-02-13
DE RA APPROVED 2024-02-06
WV RA APPROVED 2024-02-05
PA RA APPROVED 2017-10-24
CA RA APPROVED 2014-04-09
  • NJ RA
    APPROVED
    Since 2025-05-29
  • TX RA
    APPROVED_RES
    Since 2025-02-13
  • DE RA
    APPROVED
    Since 2024-02-06
  • WV RA
    APPROVED
    Since 2024-02-05
  • PA RA
    APPROVED
    Since 2017-10-24
  • CA RA
    APPROVED
    Since 2014-04-09

Branch Locations

Schweksville, PA • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rim Securities Llc New York NY 04/2014 Present
  • 04/2014 → Present
    Rim Securities Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-26
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2006-07-26
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

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