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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-11 |
| WA | RA | APPROVED | 2013-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Longview | WA | 06/2013 | Present |
1.07/12/2013; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Financial Strategies; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.11/14/2013; None; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.12/15/2015; Fischer's Shopping Center Inc.; For-Profit Board Member; Not Investment Related; Randle,WA; Start Date 12/01/2015; 0hrs/mth; 0hrs during trading 4.07/22/2026; Rental Property; Real Estate Rental; Investment Related; Vancouver,WA; Start Date 09/17/2018; 1hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-30 |
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