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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-11-04
TX RA APPROVED_RES 2025-11-03
  • GA RA
    APPROVED
    Since 2025-11-04
  • TX RA
    APPROVED_RES
    Since 2025-11-03

Branch Locations

8000 Avalon Blvd Suite 925, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Atlanta GA 06/2009 10/2025
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2025
Ubs Financial Services Inc. Alpharetta GA 10/2025 Present
Previous Registrations
  • 2010-06-21 → 2025-11-03
    Alpharetta, GA
    York, PA
    Camp Hill, PA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-11
  • S66 Uniform Combined State Law Examination
    2001-01-11

View on SEC IAPD

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