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Sarah S Jackson

Rbc Capital Markets, LLC

Wayzata, MN

Wayzata, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-03-21
  • MN RA
    APPROVED
    Since 2017-03-21

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Wayzata, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Wayzata MN 03/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-21
S66 Uniform Combined State Law Examination 2007-09-27
S63 Uniform Securities Agent State Law Examination 2003-03-31
  • S65 Uniform Investment Adviser Law Examination
    2017-03-21
  • S66 Uniform Combined State Law Examination
    2007-09-27
  • S63 Uniform Securities Agent State Law Examination
    2003-03-31
Other Names
  • Sarah J Stasik
  • Sarah J. (Initial Only) Stasik
  • Sarah J. Stasik

View on SEC IAPD

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