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Eric Sheffron

Wells Fargo Clearing Services, LLC

Encino, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-30
CA RA APPROVED 2022-05-06
  • TX RA
    APPROVED
    Since 2024-07-30
  • CA RA
    APPROVED
    Since 2022-05-06

Branch Locations

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Simi Valley CA 03/2011 05/2022
Wells Fargo Clearing Services, Llc Westlake Village CA 05/2022 Present
Previous Registrations
  • 2011-03-17 → 2022-05-13
    U.S. Bancorp Investments, Inc.
    Valencia, CA
    Santa Clarita, CA
    Sylmar, CA
    Castaic, CA
    Valencia, CA
    Stevenson Ranch, CA
    Santa Clarita, CA
    Thousand Oaks, CA
    Palmdale, CA
    Newbury Park, CA
    Simi Valley, CA
    Simi Valley, CA
    Thousand Oaks, CA
    Lancaster, CA
    Palmdale, CA
    Lancaster, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Lancaster, CA
    Lancaster, CA
    Los Osos, CA
    Santa Clarita, CA
    Simi Valley, CA
    Sylmar, CA
    Los Osos, CA
    Valencia, CA
    Sylmar, CA
  • 2009-05-02 → 2011-03-17
    Chase Investment Services Corp.
    Valencia, CA
    Newhall, CA
    Stevenson Ranch, CA
    Santa Clarita, CA
  • 2008-06-24 → 2009-05-02
    Wamu Investments, Inc.
    Santa Clarita, CA
    Valencia, CA
    Newhall, CA
    Stevenson Ranch, CA
    Castaic, CA
    Valencia, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-23
S63 Uniform Securities Agent State Law Examination 2001-01-12
  • S65 Uniform Investment Adviser Law Examination
    2008-06-23
  • S63 Uniform Securities Agent State Law Examination
    2001-01-12
Designations
Other Names
  • Eric Michael Sheffron

View on SEC IAPD

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