Inactive

Duane Mitchell Oakes

Sei Investments Management Corp

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Current Employers

Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2025-04-19
IL	RA	APPROVED	2025-04-17
CO	RA	APPROVED	2025-04-16
CT	RA	APPROVED	2025-04-16
NY	RA	APPROVED	2021-02-23
DC	RA	APPROVED	2017-02-13
FL	RA	APPROVED	2016-12-05
NJ	RA	APPROVED	2016-11-23
AZ	RA	APPROVED	2016-11-22
NC	RA	APPROVED	2016-08-12
MA	RA	APPROVED	2013-11-25
CA	RA	APPROVED	2013-11-19
PA	RA	APPROVED	2006-01-04

DE RA
APPROVED

Since 2025-04-19
IL RA
APPROVED

Since 2025-04-17
CO RA
APPROVED

Since 2025-04-16
CT RA
APPROVED

Since 2025-04-16
NY RA
APPROVED

Since 2021-02-23
DC RA
APPROVED

Since 2017-02-13
FL RA
APPROVED

Since 2016-12-05
NJ RA
APPROVED

Since 2016-11-23
AZ RA
APPROVED

Since 2016-11-22
NC RA
APPROVED

Since 2016-08-12
MA RA
APPROVED

Since 2013-11-25
CA RA
APPROVED

Since 2013-11-19
PA RA
APPROVED

Since 2006-01-04

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sei Investments	Oaks	PA	07/2000	Present

07/2000 → Present

Sei Investments

Oaks, PA

Previous Registrations

2004-03-22 → 2005-12-31

Sei Investments Management Corporation Ii

Oaks, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-03-17
S63	Uniform Securities Agent State Law Examination	2003-02-06

S65 Uniform Investment Adviser Law Examination

2004-03-17
S63 Uniform Securities Agent State Law Examination

2003-02-06

View on SEC IAPD

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