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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2007-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Financial Solutions | Radford | VA | 11/2005 | Present |
| Commonwealth Financial Network | Waltham | MA | 11/2005 | Present |
1. SELLING FIXED INSURANCE PRODUCTS, INVESTMENT RELATED. 2. RENTING TWO DUPLEX PROPERTIES AS OWNER, SPENDS 2-3 HOURS PER MONTH, INVESTMENT RELATED. 3. RENTING REAL ESTATE PROPERTY LOCATED AT 200 EHEART STREET IN BLACKSBURG, VA 24060 AS SOLE OWNER, SPENDS LESS 1% TIME, INVESTMENT RELATED. 4. OWNER OF RENTAL PROPERTY LOCATED AT 107 ROANOKE STREET, CHRISTIANSBURG, VA 24073, AS OF 04/18/2017; APPROXIMATELY 2% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; NOT CONDUCTED AT BRANCH LOCATION; NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-08 |
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