David I Brozenic

Current Employers

Employment History

• 08/2009 → Present
  Lpl Financial, Llc
  Overland Park, KS
• 08/2009 → 12/2023
  V Wealth Management, Llc
  Overland Park, KS
• 07/2023 → Present
  Wcg Wealth Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2010-04-06 → 2023-12-31
  V Wealth Advisors Llc
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS
• 2005-11-14 → 2009-08-19
  Banc Of America Investment Services, Inc.
  Raytown, MO
  Overland Park, KS
  Liberty, MO
  Liberty, MO
  Overland Park, KS
• 2004-09-06 → 2005-11-16
  American Century Advisory Services, Inc.
  Kansas City, MO

Other Businesses

1) 12/30/2009: V Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 04/06/2010: Fixed insurance sales/sales of non-variable insurance - Investment Related - At Reported Business Location(s) - Hours Per Month: 5%/Hours Per Trading Hours: 0% - Insurance business for various carriers - Agent. 3) 04/06/2011: Brozenic & Associates, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 4) 04/07/2011 - Hartford Life Insurance Comp. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% 5) 05/03/2021 - V Wealth - Investment Related - At Reported Business Location(s) -DBA for LPL Business (entity for LPL business) - Start Date 04/14/2021 - 165 Hours Per Month/ 165 Hours During Trading 6) 7/14/2023 - WCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 07/14/2023 - 150 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 7/2023. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 07/14/2023 - WCG Wealth Advisors, LLC - DBA: V Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 07/14/2023 - 160 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through WCG WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in DATE-07/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 09/06/2023 - V Wealth Advisors, LLC - Insurance Agency - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/11/2023 - 1 Hour Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-09-03
• S63 Uniform Securities Agent State Law Examination
  2001-05-15