Christopher Paul Thomas

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-02
WI	RA	APPROVED	2021-01-02

TX RA
APPROVED

Since 2021-01-02
WI RA
APPROVED

Since 2021-01-02

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

1241 John Q Hammons Dr Suite 100, Madison, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sva Plumb Wealth Management, Llc	Madison	WI	08/2016	12/2020
Wealth Enhancement Group	Plymouth	MN	01/2021	Present
Wealth Enhancement Advisory Services	Plymouth	MN	01/2021	Present

08/2016 → 12/2020

Sva Plumb Wealth Management, Llc

Madison, WI
01/2021 → Present

Wealth Enhancement Group

Plymouth, MN
01/2021 → Present

Wealth Enhancement Advisory Services

Plymouth, MN

Previous Registrations

2012-01-04 → 2021-01-13

Sva Wealth Management, Llc

Madison, WI
2006-09-08 → 2012-01-04

Sva Wealth Management, Inc.

Madison, WI

Other Businesses

Wealth Enhancement Group DBA. 2.ELECTED TO BOARD OF DIRECTORS, PERSCITUS BIOSCIENCES, LLC BEGINNING AUGUST 2008, NON-INVESTMENT RELATED OUTSIDE OF SECURITIES TRADING HOURS, NO CONFLICT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-07
S63	Uniform Securities Agent State Law Examination	1999-10-07

S65 Uniform Investment Adviser Law Examination

2006-09-07
S63 Uniform Securities Agent State Law Examination

1999-10-07

Other Names

Christopher Paul Thomas
Christopher P Thomas

View on SEC IAPD