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Current Employers
Union Capital Company

6083 E. Grant Rd., Tucson, AZ 85712 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-01
  • TX RA
    APPROVED
    Since 2017-05-01

Branch Locations

Leander, TX • United States

6083 E. Grant Road, Tucson, AZ 85712 • USA

6083 East Grant Road, Tucson, AZ 85712 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Capital Company Tucson AZ 10/2009 Present
Other Businesses

Non-Investment Related. Nature of business - Storage. Affordable Boat and RV Storage. Hill Park Partners, LLC 285 S. A.N Grimes Blvd, Round Rock, TX 78664. Liberty Hill Partners, LLC. 601 CR 263 Leander, TX 78641. Baytown Archer Partners, LLC. 309 W. Archer Rd, Baytown, TX 77521. Title - Member/manager. No activity during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-27
S63 Uniform Securities Agent State Law Examination 2001-03-22
  • S66 Uniform Combined State Law Examination
    2017-04-27
  • S63 Uniform Securities Agent State Law Examination
    2001-03-22

View on SEC IAPD

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