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William Mcconnell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Saunderstown, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-03-29
TX RA APPROVED_RES 2013-01-25
DC RA APPROVED 2012-11-29
  • RI RA
    APPROVED
    Since 2024-03-29
  • TX RA
    APPROVED_RES
    Since 2013-01-25
  • DC RA
    APPROVED
    Since 2012-11-29

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Saunderstown, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 10/2010 Present
Bank Of America, N.A. Washington DC 03/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-17
S63 Uniform Securities Agent State Law Examination 2001-02-05
  • S66 Uniform Combined State Law Examination
    2012-09-17
  • S63 Uniform Securities Agent State Law Examination
    2001-02-05
Other Names
  • William Francis Mcconnell
  • William F Mcconnell

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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