Best Investors Account Sign in

William Alfred Glenn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mill Valley, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-29
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-10-29
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

2 Belvedere Pl, Mill Valley, CA 94941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Novato CA 10/2009 Present
Bank Of America,N.A. Mill Valley CA 06/2011 Present
Previous Registrations
  • 2006-12-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Novato, CA
    Tiburon, CA
    Walnut Creek, CA
    San Rafael, CA
    Sausalito, CA
  • 2003-08-04 → 2007-01-11
    Citicorp Investment Services
    San Anselmo, CA
    San Pablo, CA
    Greenbrae, CA
  • 2002-05-07 → 2003-08-27
    Banc Of America Investment Services, Inc.
    San Francisco, CA
Other Businesses

BUSINESS NAME: A. W. HEC, INC; HEALTHCARE SYSTEM DESIGN. PARTICIPATE AS A CONSULTANT EFFECTIVE 02/06/2003

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-03
  • S66 Uniform Combined State Law Examination
    2002-05-03
Other Names
  • William Alfred Glenn, Iii
  • Bill Alfred Glenn
  • William Alfred Glenn

View on SEC IAPD

Other Firms

PRIVATE WEALTH PARTNERS, LLC
DIPSEA CAPITAL, LLC
OSAIC WEALTH, INC.
SCHMITZ CAPITAL PARTNERS, LLC
BAYHUNT CAPITAL LLC
BOLDIN ADVISORS
URBAN INVESTMENT ADVISORS
COMMONWEALTH FINANCIAL NETWORK

Other Investors

RICHARD GEORGE KUCHEN
WILLIAM FRANKLIN DAGLEY
JASON MARTIN SAXON
Hubert Saint James Lenczowski
FRANK CHRISTOPHER GREENE
MICHAEL BENNETT YONGUE
DONALD MICHAEL ABRAMSON
CHRISTOPHER JOHN ANTONIO

Other Offices

PRIVATE WEALTH PARTNERS, LLC · MILL VALLEY, CA
DIPSEA CAPITAL, LLC · MILL VALLEY, CA
OSAIC WEALTH, INC. · Mill Valley, CA
SCHMITZ CAPITAL PARTNERS, LLC · MILL VALLEY, CA
BAYHUNT CAPITAL LLC · MILL VALLEY, CA
BOLDIN ADVISORS · MILL VALLEY, CA
URBAN INVESTMENT ADVISORS · MILL VALLEY, CA
COMMONWEALTH FINANCIAL NETWORK · Mill Valley, CA

More in Mill Valley, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor