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Scott Weaver

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Pennington, NJ

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-24
  • NC RA
    APPROVED
    Since 2022-08-24

Branch Locations

620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 06/2011 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-17
S63 Uniform Securities Agent State Law Examination 2011-10-04
  • S65 Uniform Investment Adviser Law Examination
    2017-05-17
  • S63 Uniform Securities Agent State Law Examination
    2011-10-04
Other Names
  • Scott Allen Weaver

View on SEC IAPD

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