Wendel Kent Guidry

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2001 → 08/2023
  Royal Alliance Associates
  Lafayette, LA
• 08/2023 → Present
  Osaic Wealth
  Lafayette, LA

Other Businesses

1. OSAIC WEALTH INC., INVESTMENT RELATED, ONE WORLD FINANCIAL CENTER NEW YORK, NY 10281. STATUTORY AGENT, SINCE 3/2007, 10 HRS/MTH, 8 HRS/DST. CORPORATE REGISTERED INVESTMENT ADVISOR - DUTIES INCLUDE, MONITORING OF INVESTMENTS, REVIEWING ACCOUNTS WITH CLIENTS REGUALARLY (ONCE EVERY 3 MONTHS, EXPLAIN THE PROCESS OF FEES, AND THE HOLDINGS AND PERFORMANCE, GENERAL INVESTMENT ADVICE NOT IN A FINANCIAL PLAN. 2. THE ROCK FINANCIAL GROUP.LLC POSITION: Statutory Agent - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2001 ADDRESS: 106 Sears Dr., Lafayette LA 70503, United States DESCRIPTION: Writing of life ins. policies and fixed annuities. As per auditor, compensation paid by commissions thru employer by W-2. 3. WEALTHWISE INVESMENT ADVISORS LLC POSITION: Owner NATURE: S Corp LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 12 START DATE: 01/03/2019 ADDRESS: 106 Sears Dr., Lafayette LA 70503, United States DESCRIPTION: Manage day to day operations, portfolio construction and management, client services Note: Name change for corp. will be done 1st qtr. 2020. 4. NOMINATING COMMITTEE POSITION: Committee member NATURE: Non profit church. Sit on committee to nominate qualified individuals to serve in different capacities on other committees. Such as committee members to organize and manage different task such as maintenance, benevolence, ushers, Sunday school teachers. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 1715 East Jeff Davis St., Rayne LA 70578, United States DESCRIPTION: Name and nominate church members to serve in different capacities. Ex. Library person, maintenance person, bible teachers.