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Current Employers
Ascentis Asset Management, Llc

5001 Spring Valley Rd Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-24
  • TX RA
    APPROVED
    Since 2025-10-24

Branch Locations

5001 Spring Valley Rd Suite 810W, Dallas, TX 75244 • United States

Ascentis Wealth Management, Llc

5001 Spring Valley Rd Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-18
  • TX RA
    APPROVED
    Since 2025-02-18

Branch Locations

5001 Spring Valley Rd Suite 810W, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dallas TX 10/2015 08/2018
Fuller Wealth Management, Llc Dallas TX 08/2018 03/2022
Sanders Morris Harris Llc Dallas TX 07/2020 06/2026
Org Partners Asset Management Dallas TX 12/2024 Present
Org Partners Dallas TX 03/2022 Present
Org Wealth Partner's Dallas TX 01/2025 Present
Ascentis Asset Management Dallas TX 10/2025 Present
Peak Brokerage Services Jupiter FL 06/2026 Present
  • 10/2015 → 08/2018
    Dallas, TX
  • 08/2018 → 03/2022
    Fuller Wealth Management, Llc
    Dallas, TX
  • 07/2020 → 06/2026
    Sanders Morris Harris Llc
    Dallas, TX
  • 12/2024 → Present
    Org Partners Asset Management
    Dallas, TX
  • 03/2022 → Present
    Org Partners
    Dallas, TX
  • 01/2025 → Present
    Org Wealth Partner's
    Dallas, TX
  • 10/2025 → Present
    Ascentis Asset Management
    Dallas, TX
  • 06/2026 → Present
    Peak Brokerage Services
    Jupiter, FL
Previous Registrations
Other Businesses

1. LICENSED INSURANCE AGENT ADDRESS: DALLAS, TX NATURE OF THE BUSINESS: INSURANCE SALES POSITION/TITLE: BUSINESS OWNER INVESTMENT RELATED: YES START DATE: MARCH 2017 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0.5 HOURS HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0.5 HOURS DESCRIPTION OF DUTIES: SELL INSURANCE PRODUCTS 2.Ascentis Wealth - Registered Investment Advisor. 20 hours per month spent on this with 3 hours during trading hours. 3- Ascentis Asset Management- Registered Investment Advisor. 6 hours per month spent on this with 1 hour spent during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-12
  • S66 Uniform Combined State Law Examination
    2001-07-12
Designations
Other Names
  • Kimberly Lynn Thomas

View on SEC IAPD

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