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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-28 |
Branch Locations
11 Middle Neck Road Suite 201, Great Neck, NY 11021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Brooklyn | NY | 04/2026 | Present |
| Department Of Education | Bayside | NY | 03/2018 | Present |
| Unemployed | York | NY | 06/2013 | 03/2018 |
1. 04/07/2026 - Maria Giatzikis, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Whitestone, NY - OBA Start Date: 04/06/2026 2. 04/07/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Whitestone, NY - OBA Start Date: 04/06/2026 3. 04/07/2026 - Department of Education - Teacher Paid by School or University - Not Inv Related - 136 Hour(s)/Month - 36 Hour(s) During Trading - Bayside, NY - OBA Start Date: 03/01/2018 4. 07/28/2026-Solera Advisory Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/13/2026-160hrs/mth-140hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-29 |
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