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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-28
  • NY RA
    APPROVED
    Since 2026-05-28

Branch Locations

11 Middle Neck Road Suite 201, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Brooklyn NY 04/2026 Present
Department Of Education Bayside NY 03/2018 Present
Unemployed York NY 06/2013 03/2018
  • 04/2026 → Present
    Brooklyn, NY
  • 03/2018 → Present
    Department Of Education
    Bayside, NY
  • 06/2013 → 03/2018
    Unemployed
    York, NY
Previous Registrations
  • 2004-09-07 → 2005-10-19
    Chase Investment Services Corp.
    New York City, NY
  • 2004-06-17 → 2004-09-10
    Td Ameritrade, Inc.
    New York, NY
Other Businesses

1. 04/07/2026 - Maria Giatzikis, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Whitestone, NY - OBA Start Date: 04/06/2026 2. 04/07/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Whitestone, NY - OBA Start Date: 04/06/2026 3. 04/07/2026 - Department of Education - Teacher Paid by School or University - Not Inv Related - 136 Hour(s)/Month - 36 Hour(s) During Trading - Bayside, NY - OBA Start Date: 03/01/2018 4. 07/28/2026-Solera Advisory Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/13/2026-160hrs/mth-140hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-20
S63 Uniform Securities Agent State Law Examination 2001-06-29
  • S66 Uniform Combined State Law Examination
    2026-02-20
  • S63 Uniform Securities Agent State Law Examination
    2001-06-29
Other Names
  • Maria Giatzikis-Velonakis

View on SEC IAPD

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