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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-02-24
  • PA RA
    APPROVED
    Since 2022-02-24

Branch Locations

Wexford, PA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nancy Mosey Agency Pittsburgh PA 09/2006 Present
Aon Hewitt Financial Advisors Pittsburgh PA 03/2015 10/2020
Hewitt Financial Services Pittsburgh PA 03/2015 10/2020
Gwfs Equities, Inc Greenwood Village CO 02/2022 Present
Advised Assets Group, Llc Greenwood Village CO 02/2022 Present
  • 09/2006 → Present
    Nancy Mosey Agency
    Pittsburgh, PA
  • 03/2015 → 10/2020
    Aon Hewitt Financial Advisors
    Pittsburgh, PA
  • 03/2015 → 10/2020
    Hewitt Financial Services
    Pittsburgh, PA
  • 02/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 02/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

1) 09/2006 NANCY MOSER CASTING AGENCY - STAND IN AS AN EXTRA FOR MOVIES. THIS IS A NON-INVESTMENT RELATED ACTIVITY WHERE COMPENSATION IS RECEIVED. 0-10 HOURS PER MONTH ARE DEVOTED TO THIS ACTIVITY, OF WHICH, NO TIME IS SPENT DURING NORMAL TRADING HOURS. NANCY MOSER AGENCY - MOVIE EXTRA ON FILMS MADE IN PGH. DONE ON AS NEEDED BASIS. NOT INVESTMENT RELATED AND DOES NOT CONFLICT WITH ML RESPS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-08
S63 Uniform Securities Agent State Law Examination 2002-03-28
  • S65 Uniform Investment Adviser Law Examination
    2008-11-08
  • S63 Uniform Securities Agent State Law Examination
    2002-03-28
Other Names
  • Sheila Christine Sulkowski
  • Sheila Christine Sulkowski
  • Sheila C Sulkowski
  • Sheila C Sulkowski
  • Sheila C Guzzy

View on SEC IAPD

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