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John Francis Stuart

High Point Wealth Management, LLC

Chester, NJ

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Current Employers
High Point Wealth Management, Llc

31 Fairmount Ave. Suite 105, Chester, NJ 07930 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-04-04
  • NJ RA
    APPROVED
    Since 2024-04-04

Branch Locations

31 Fairmount Avenue Suite 105, Chester, NJ 07930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clsa Americas, Llc New York NY 04/2013 03/2017
Keybanc Capital Markets New York NY 05/2017 02/2022
Unemployed New York NY 04/2017 04/2017
D.A. Davidson New York NY 07/2022 08/2023
Unemployed New York NY 03/2022 06/2022
High Point Wealth Management, Llc Chester NJ 10/2023 Present
  • 04/2013 → 03/2017
    Clsa Americas, Llc
    New York, NY
  • 05/2017 → 02/2022
    Keybanc Capital Markets
    New York, NY
  • 04/2017 → 04/2017
    Unemployed
    New York, NY
  • 07/2022 → 08/2023
    D.A. Davidson
    New York, NY
  • 03/2022 → 06/2022
    Unemployed
    New York, NY
  • 10/2023 → Present
    High Point Wealth Management, Llc
    Chester, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-27
S63 Uniform Securities Agent State Law Examination 2002-03-27
  • S65 Uniform Investment Adviser Law Examination
    2024-03-27
  • S63 Uniform Securities Agent State Law Examination
    2002-03-27

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · Chester, NJ
OSAIC WEALTH, INC. · Chester, NJ
PARADIGM INVESTMENT ADVISORY, LLC · Chester, NJ
GWN SECURITIES INC. · CHESTER, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHESTER, NJ
LPL FINANCIAL LLC · CHESTER, NJ
COVENANT ASSET MANAGEMENT, LLC · CHESTER, NJ
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