James Dan Heard

Current Employers

Employment History

• 10/2015 → 11/2016
  Wells Fargo Advisors Llc
  Dallas, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Dallas, TX

Previous Registrations

• 2011-07-28 → 2015-10-20
  Morgan Stanley
  Dallas, TX
• 2004-01-23 → 2011-08-01
  Wfg Advisors, Lp
  Dallas, TX
• 2003-04-03 → 2007-10-16
  Wfg Investments, Inc.
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2003-01-06 → 2003-04-08
  A. G. Edwards & Sons, Inc.
  Addison, TX

Other Businesses

HEARD INVESTMENT AND RETIREMENT SERVICES LLC; INV. RELATED; ESTES PARK, CO; OWNER; HOLD RENTAL PROPERTIES; START DATE 7/15/2014; 2 HRS PER MONTH; 0 HRS DURING TRADING; LLC WAS USED FOR INDEPENDENT PRACTICE AND IS NOW DEFUNCT. RENTAL PROPERTY; INV RELATED; ESTES PARK, CO; VACATION RENTAL; 60% OWNER; 20 HRS/MO; 0 DURING TRADING. FARMERS BRANCH, TX MUNICIPAL DRAINAGE SYSTEM ADVISORY COMMITTEE; NOT INV. RELATED; FARMERS BRANCH, TX; ALTERNATE MEMBER; START DATE 8/20/2017; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS TO DISCUSS STORM WATER STRATEGIES AND PROJECTS. POWER OF ATTORNEY FOR FATHER, INV RELATED, FARMERS BRANCH, TX, START: 3/7/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING. CITY OF FARMERS BRANCH PLANNING AND ZONING COMMISSION; NOT INV. RELATED; FARMERS BRANCH, TX; COMMISSION MEMBER; EVALUATE LOCAL DEVELOPERS APPLICATIONS FOR CHANGES IN REAL ESTATE IN THE CITY AND POTENTIALLY FOR OPERATING NEW BUSINESSES; START DATE 4/2024; 8 HRS PER MONTH; 0 HRS DURING BUSINESS HOURS; DUTIES: ATTEND MEETINGS, LISTEN TO PRESENTATIONS BY DEVELOPERS AND PARTICIPATING IN VOTING FOR OR AGAINST EACH PROJECT.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-03
• S63 Uniform Securities Agent State Law Examination
  2000-12-04

Other Names

• Dan Heard
• J Dan Heard