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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-30 |
| MO | RA | APPROVED | 2001-02-01 |
Branch Locations
2305-A South Blackman Road Suite 300, Springfield, MO 65809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2000 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2001 | Present |
| Miller & Associates Cpa & Andvisors Llc | Springfield | MO | 06/2014 | 09/2023 |
| Miller & Associates Investment Services | Springfield | MO | 08/2016 | Present |
| Miller Adkins, Llc | Springfield | MO | 09/2023 | Present |
1) WATERVIEW LANE INVESTMENTS LLC, NOT INV REL, PASSIVE REAL ESTATE INVESTMENT, MEMBER, 1/5 OWNER NOT MANAGING MBR, SINCE 08/2007: 2) HICKORY STICKS INVESTMENT CLUB; NOT INV REL; SPRINGFIELD, MO; INVESTMENT CLUB; MEMBER; START DATE 1/26/2004; 2 HRS/MTH: 3) MILLER ADKINS, LLC, NOT INV REL; SAME AS REGISTERED LOC; CPA FIRM; START: 09/2023; 30 HOURS/WEEK DURING TRADING HOURS; PROVIDING BUSINESS & INDIVIDUAL ACCOUNTING & INCOME TAX SERVICES 4) NAME OF OTHER BUSINESS: DBA MILLER & ASSOCIATES INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/18/2016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 25 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 5)NAME OF OTHER BUSINESS: MILLER & ASSOCIATES INVESTMENT SERVICES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME ASREGISTERED LOCATION; NATURE OF BUSINESS: PAYROLL PROCESSING; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: OWNER / SOLE MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PAYROLL PROCESSING FOR INVESTMENT PERSONNEL;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-13 |
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