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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-30
MO RA APPROVED 2001-02-01
  • TX RA
    APPROVED_RES
    Since 2018-08-30
  • MO RA
    APPROVED
    Since 2001-02-01

Branch Locations

2305-A South Blackman Road Suite 300, Springfield, MO 65809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2001 Present
Miller & Associates Cpa & Andvisors Llc Springfield MO 06/2014 09/2023
Miller & Associates Investment Services Springfield MO 08/2016 Present
Miller Adkins, Llc Springfield MO 09/2023 Present
  • 10/2000 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2001 → Present
    Schaumburg, IL
  • 06/2014 → 09/2023
    Miller & Associates Cpa & Andvisors Llc
    Springfield, MO
  • 08/2016 → Present
    Miller & Associates Investment Services
    Springfield, MO
  • 09/2023 → Present
    Miller Adkins, Llc
    Springfield, MO
Other Businesses

1) WATERVIEW LANE INVESTMENTS LLC, NOT INV REL, PASSIVE REAL ESTATE INVESTMENT, MEMBER, 1/5 OWNER NOT MANAGING MBR, SINCE 08/2007: 2) HICKORY STICKS INVESTMENT CLUB; NOT INV REL; SPRINGFIELD, MO; INVESTMENT CLUB; MEMBER; START DATE 1/26/2004; 2 HRS/MTH: 3) MILLER ADKINS, LLC, NOT INV REL; SAME AS REGISTERED LOC; CPA FIRM; START: 09/2023; 30 HOURS/WEEK DURING TRADING HOURS; PROVIDING BUSINESS & INDIVIDUAL ACCOUNTING & INCOME TAX SERVICES 4) NAME OF OTHER BUSINESS: DBA MILLER & ASSOCIATES INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/18/2016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 25 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 5)NAME OF OTHER BUSINESS: MILLER & ASSOCIATES INVESTMENT SERVICES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME ASREGISTERED LOCATION; NATURE OF BUSINESS: PAYROLL PROCESSING; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: OWNER / SOLE MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PAYROLL PROCESSING FOR INVESTMENT PERSONNEL;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-13
  • S66 Uniform Combined State Law Examination
    2000-11-13

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