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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

681 Anderson Dr Foster Plaza 6 Ste 245, Pittsburgh, PA 15220 • United States

Vantage Financial Group, Inc.

6200 Rockside Road, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-03
PA RA APPROVED 2011-04-28
  • TX RA
    APPROVED
    Since 2022-05-03
  • PA RA
    APPROVED
    Since 2011-04-28

Branch Locations

6200 Rockside Road #100, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vantage Financial Group, Inc. Cleveland OH 01/2008 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
Other Businesses

1. INDEPENDENT INSURANCE AGENT, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, UPPER ST. CLAIR, PA, FOR 1HR EVENING & WKENDS, SINCE 01/2009; 2. INVESTMENT ADVISOR, VANTAGE FINANCIAL GROUP, FOR 10HRS/WK & 2HRS EVENING & WKENDS, SINCE 2007; 3. GCSS - GUTTMAN CHILDS STANLEY & STEINKIRCHNER, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 09/08/2014, 40HRS/WK (32.5 TRADING HOURS), OWNER, CEO; 4. NAME OF OTHER BUSINESS: CHILDS FINANCIAL GROUP LLC INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA FOR OPERATING EXPENSES START DATE: 04/2014 ; POSITION/TITLE/RELATIONSHIP: OWNER / CEO ; APX NUMBER OF HOURS PER WEEK: 60 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISORY BUSINESS DONE THROUGH CETERA ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-05
  • S66 Uniform Combined State Law Examination
    2001-02-05

View on SEC IAPD

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