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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
681 Anderson Dr Foster Plaza 6 Ste 245, Pittsburgh, PA 15220 • United States
6200 Rockside Road, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-03 |
| PA | RA | APPROVED | 2011-04-28 |
Branch Locations
6200 Rockside Road #100, Cleveland, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Financial Group, Inc. | Cleveland | OH | 01/2008 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. INDEPENDENT INSURANCE AGENT, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, UPPER ST. CLAIR, PA, FOR 1HR EVENING & WKENDS, SINCE 01/2009; 2. INVESTMENT ADVISOR, VANTAGE FINANCIAL GROUP, FOR 10HRS/WK & 2HRS EVENING & WKENDS, SINCE 2007; 3. GCSS - GUTTMAN CHILDS STANLEY & STEINKIRCHNER, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 09/08/2014, 40HRS/WK (32.5 TRADING HOURS), OWNER, CEO; 4. NAME OF OTHER BUSINESS: CHILDS FINANCIAL GROUP LLC INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA FOR OPERATING EXPENSES START DATE: 04/2014 ; POSITION/TITLE/RELATIONSHIP: OWNER / CEO ; APX NUMBER OF HOURS PER WEEK: 60 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISORY BUSINESS DONE THROUGH CETERA ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-05 |
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