Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-02-25
  • VA RA
    APPROVED
    Since 2025-02-25

Branch Locations

11742 Jefferson Ave., Ste. 120, Newport News, VA 23606-4407 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Fort Lauderdale FL 10/2014 03/2019
Bass Pro Shop Hampton VA 03/2019 08/2019
Cuso Financial Sevices, L.P. San Diego CA 08/2019 12/2021
Cetera Investment Services Llc St Cloud MN 01/2022 02/2025
Langley Federal Credit Union Norfolk VA 01/2022 Present
Cetera Investment Advisers Llc Norfolk VA 01/2022 02/2025
Ameriprise Financial Services, Llc Newport News VA 02/2025 Present
Previous Registrations
Other Businesses

Outside Employment; Langley Federal Credit Union; Financial Advisor; Manage advisory business; 11742 Jefferson Ave., Suite 120, Newport News, VA, 23606; Investment-Related; 02/24/2025; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-08
S63 Uniform Securities Agent State Law Examination 2000-12-06
  • S66 Uniform Combined State Law Examination
    2005-07-08
  • S63 Uniform Securities Agent State Law Examination
    2000-12-06
Other Names
  • Frank R Nickey
  • Frank Nickey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newport News, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor