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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-08-17
WA RA APPROVED 2001-03-19
  • TX RA
    APPROVED_RES
    Since 2006-08-17
  • WA RA
    APPROVED
    Since 2001-03-19

Branch Locations

601 108Th Avenue North East Suite 2000, Bellevue, WA 98004 • United States

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Fall City, WA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Bellevue WA 10/2000 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-22
  • S66 Uniform Combined State Law Examination
    2000-12-22
Other Names
  • Forrey Eugene Fielder
  • Forrest Fielder Jr.

View on SEC IAPD

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