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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-10 |
| PA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED_RES | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial | Houston | TX | 12/2008 | 07/2025 |
| Lpl Financial Llc | Wayne | PA | 07/2025 | Present |
1- 07/2025 - Scharf Group, LLC - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/22/2025 - 160 hours per month/ during trading 2- 07/2025 -Insurance Sales - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 05/22/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-13 |
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