Scott Allen Webster

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 08/2023
  Sagepoint Financial Advisors
  Depere, WI
• 08/2023 → Present
  Lpl Financial Llc
  De Pere, WI

Previous Registrations

• 2011-03-30 → 2023-09-02
  Osaic Services, Inc.
  Scottsdale, AZ
  Depere, WI
• 2000-12-21 → 2011-03-29
  Edward Jones
  Green Bay, WI

Other Businesses

1) 08/2023 - WEALTH CONCEPTS / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 08/2023 - SA WEBSTER FINANCIAL SERVICES SC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / DePere WI / Start date 09/01/2023 - 0 Hrs per month

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-09
• S63 Uniform Securities Agent State Law Examination
  2000-12-07